Risk management resources


GDPR the first 100 days and counting

05/02/19

Filmed in September 2018, Michelle Garlick of Compli, Weightmans summarises the most common queries their compliance helpline has received in the first 100 days since the GDPR came into effect.

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Lessons to learn: beware opportunist investors

04/02/19

In this article, we will walk you through a recent legal case that left a small legal practice in serious trouble and could happen to most professionals who deal with client funds.

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Operational Risk Management during the retainer

19/11/18

In this webinar and companion article we look at risk management during the retainer, such as compliance considerations, good file management and proper client communication.

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Operational Risk Management at the end of a retainer

10/08/18

In this webinar and companion article we take at what needs to be done to bring a retainer to an orderly conclusion, which includes the completion of sometimes mundane but important tasks.
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Strategic Planning For Firms - Lessons For Best Practice

01/08/18

This webinar will provide an overview of on recent SRA and SDT regulatory decisions.  We will consider the regulatory landscape from the perspective of those who have been on the receiving end of the SRA’s supervisory activities.

 
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Operational Risk Management during the Will writing process

01/03/18

In this webinar and companion article we look at claims and complaints, the Will writing process, thoughts on probate and the state administration, departmental controls and WIQS.
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