Risk management resources
GDPR the first 100 days and counting
Filmed in September 2018, Michelle Garlick of Compli, Weightmans summarises the most common queries their compliance helpline has received in the first 100 days since the GDPR came into effect.
Lessons to learn: beware opportunist investors
In this article, we will walk you through a recent legal case that left a small legal practice in serious trouble and could happen to most professionals who deal with client funds.
Operational Risk Management at the end of a retainer
Strategic Planning For Firms - Lessons For Best Practice
This webinar will provide an overview of on recent SRA and SDT regulatory decisions. We will consider the regulatory landscape from the perspective of those who have been on the receiving end of the SRA’s supervisory activities.
Operational Risk Management during the Will writing process
Operational Risk Management during the retainer
In this webinar and companion article we look at risk management during the retainer, such as compliance considerations, good file management and proper client communication.